Key Features of SEBI LODR Regulations, 2015

The SEBI (Securities and Exchange Board of India) Listing Obligations and Disclosure Requirements (LODR) Regulations, 2015, represent a comprehensive legal framework to enhance transparency, accountability, and governance in the Indian securities market. Instituted by SEBI, India’s securities market regulator, these regulations set forth the conditions under which entities that have listed their securities on stock […]
Guide to SEBI Registered Investment Advisors

Meaning Registered Investment Advisors (RIAs) provide personalised financial services to both retail and institutional investors. They offer financial planning, investment advice, and asset allocation based on an in-depth analysis of the client’s financial situation. RIAs cater to different types of investors and tailor their advice accordingly. The language used in their communication is simple and […]